| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2009-09-18 | 2017-05-31 |
| Rep | 就证券提供意见 | 2009-02-04 | 2017-05-31 | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2006-05-16 | 2009-01-22 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2006-02-07 | 2006-04-24 |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2005-06-30 | 2006-01-18 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2005-04-26 | 2005-05-25 |