Siu, Kenny Chi Yiu (SFC:ANA382) 邵志堯
证监会中央编号:ANA382
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | Rep | 就期货合约提供意见 | 2026-01-08 | - |
| Rep | 就证券提供意见 | 2026-01-08 | - | |
| Rep | 提供资产管理 | 2026-01-08 | - | |
| Rep | 期货合约交易 | 2026-01-08 | - | |
| Rep | 证券交易 | 2026-01-08 | - | |
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2025-02-20 | 2025-10-28 |
| Rep | 提供资产管理 | 2025-02-20 | 2025-10-28 | |
| Rep | 证券交易 | 2025-02-20 | 2025-10-28 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2024-03-18 | 2025-01-13 |
| Rep | 提供资产管理 | 2024-03-18 | 2025-01-13 | |
| Rep | 证券交易 | 2024-03-18 | 2025-01-13 | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 就期货合约提供意见 | 2024-03-18 | 2025-01-13 |
| Rep | 期货合约交易 | 2024-03-18 | 2025-01-13 | |
| China Enterprise Securities Company Limited | Rep | 提供资产管理 | 2021-07-26 | 2023-12-01 |
| RO | 就期货合约提供意见 | 2020-10-08 | 2023-12-01 | |
| RO | 就证券提供意见 | 2020-10-08 | 2023-12-01 | |
| RO | 期货合约交易 | 2020-10-08 | 2023-12-01 | |
| RO | 证券交易 | 2020-10-08 | 2023-12-01 | |
| Superactive Financial Group Company Limited | Rep | 证券交易 | 2020-02-10 | 2020-08-03 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2010-08-03 | 2019-07-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2010-08-03 | 2019-07-31 |
已采集记录中暂无金管局登记。