| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2007-10-11 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2007-10-11 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2007-06-07 | 2007-07-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2007-06-07 | 2007-07-19 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2005-11-16 | 2007-05-29 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2005-11-16 | 2007-05-29 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2005-01-18 | 2005-10-04 |
| Rep | 证券交易 | 2005-01-18 | 2005-10-04 |