| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2007-10-24 | - |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 提供资产管理 | 2007-06-28 | 2025-09-05 |
| Rep | 证券交易 | 2007-03-07 | - | |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2006-12-15 | 2007-02-13 |
| Rep | 提供资产管理 | 2006-12-15 | 2007-02-13 | |
| CHRISTFUND SECURITIES LIMITED | Rep | 证券交易 | 2005-09-26 | 2006-10-14 |
已采集记录中暂无金管局登记。