| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RONGTONG GLOBAL INVESTMENT LIMITED | Rep | 就证券提供意见 | 2023-10-16 | - |
| Rep | 提供资产管理 | 2023-10-16 | - | |
| Rep | 证券交易 | 2023-10-16 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2014-10-07 | 2014-11-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2014-10-07 | 2014-11-01 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2012-11-23 | 2014-08-28 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2012-06-13 | 2014-08-28 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2011-08-02 | 2012-04-30 |