| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2018-09-04 | 2019-06-28 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2009-04-20 | 2014-01-16 |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2007-12-19 | 2009-03-17 |
| Rep | 就证券提供意见 | 2006-04-04 | 2007-06-21 |