Chan, Rico Ching On 陳靖安
证监会中央编号:AVW193
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AvantFaire Investment Management Limited | RO | 就证券提供意见 | 2021-11-05 | 2024-08-31 |
| RO | 提供资产管理 | 2021-11-05 | 2024-08-31 | |
| Rep | 就证券提供意见 | 2021-10-18 | 2021-11-05 | |
| Rep | 提供资产管理 | 2021-10-18 | 2021-11-05 | |
| Yan Yun Family Office (HK) Limited | RO | 就证券提供意见 | 2021-06-28 | 2021-10-15 |
| RO | 提供资产管理 | 2021-06-28 | 2021-10-15 | |
| Central China International Futures Company Limited | Rep | 就期货合约提供意见 | 2017-11-03 | 2021-06-09 |
| Central China International Securities Co., Limited | Rep | 就证券提供意见 | 2017-06-14 | 2021-06-09 |
| Rep | 证券交易 | 2017-06-14 | 2021-06-09 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2016-09-21 | 2017-05-31 |
| CSC SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2016-08-03 | 2016-08-08 |
| Rep | 就证券提供意见 | 2014-12-16 | 2016-08-08 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2014-01-15 | 2014-12-15 |
| Rep | 证券交易 | 2014-01-15 | 2014-12-15 | |
| Quam Securities Limited | Rep | 证券交易 | 2013-09-16 | 2013-12-28 |
| Rep | 就证券提供意见 | 2012-03-12 | 2013-09-02 | |
| CHINA TONGHAI (IA) LIMITED | Rep | 就证券提供意见 | 2010-09-09 | 2013-09-02 |