| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA TONGHAI (IA) LIMITED | Rep | 就证券提供意见 | 2010-11-09 | 2012-10-18 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2007-06-18 | 2008-02-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-12-29 | 2007-11-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-12-29 | 2008-02-05 |