Fong, Tak Jim 方德霑
证监会中央编号:AQE454
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2023-01-17 | 2023-05-05 |
| RO | 提供资产管理 | 2023-01-17 | 2023-05-05 | |
| Rep | 提供资产管理 | 2022-09-13 | 2023-01-17 | |
| Rep | 证券交易 | 2022-09-13 | 2023-05-05 | |
| Rep | 就证券提供意见 | 2022-05-05 | 2023-01-17 | |
| Quam Securities Limited | Rep | 提供资产管理 | 2018-07-06 | - |
| Rep | 期货合约交易 | 2018-07-06 | - | |
| Rep | 证券交易 | 2018-07-06 | - | |
| Rep | 就证券提供意见 | 2018-07-06 | 2022-05-12 | |
| QUAM ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-07-23 | 2018-04-30 |
| RO | 提供资产管理 | 2015-07-23 | 2018-04-30 | |
| Rep | 就证券提供意见 | 2014-09-23 | 2015-07-23 | |
| Rep | 提供资产管理 | 2014-09-23 | 2015-07-23 | |
| Rep | 提供资产管理 | 2010-04-08 | 2013-10-12 | |
| Rep | 就证券提供意见 | 2010-03-05 | 2013-10-12 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就证券提供意见 | 2007-12-31 | 2010-02-01 |