Potter, Simon James
证监会中央编号:ARO318
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nanjia Capital Limited (HK) | RO | 证券交易 | 2024-04-17 | 2025-12-09 |
| RO | 证券交易 | 2018-04-12 | 2022-04-13 | |
| RO | 提供资产管理 | 2016-10-20 | 2025-12-09 | |
| orientiert International Markets Limited | Rep | 提供资产管理 | 2015-06-25 | 2016-04-10 |
| Rep | 证券交易 | 2015-06-25 | 2016-04-10 | |
| PARRY CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-02-14 | 2015-04-10 |
| Parry International Trading Limited | Rep | 证券交易 | 2014-02-14 | 2015-04-10 |
| orientiert International Markets Limited | Rep | 就证券提供意见 | 2013-02-06 | 2014-01-31 |
| Rep | 提供资产管理 | 2013-02-06 | 2014-01-31 | |
| Rep | 证券交易 | 2013-02-06 | 2014-01-31 | |
| Quam Securities Limited | Rep | 证券交易 | 2011-08-10 | 2013-01-01 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-07-05 | 2012-10-11 |
| Rep | 提供资产管理 | 2011-07-05 | 2012-10-11 | |
| orientiert International Markets Limited | Rep | 就证券提供意见 | 2008-09-24 | 2011-05-31 |
| Rep | 提供资产管理 | 2008-09-24 | 2011-05-31 | |
| Rep | 证券交易 | 2008-09-24 | 2011-05-31 |