Personnel Hong Kong SFC License Details (ID 92941)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
DL Digital Family Office (HK) Limited	RO	提供资产管理	2025-01-23	-
	Rep	提供资产管理	2023-09-18	2025-01-23
DL SECURITIES (HK) LIMITED	RO	就证券提供意见	2020-11-13	-
	RO	证券交易	2020-07-07	-
	Rep	证券交易	2020-06-08	2020-07-07
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	证券交易	2020-03-24	2020-04-15
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	期货合约交易	2020-01-15	2020-04-15
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	提供资产管理	2020-01-15	2020-04-15
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2020-01-15	2020-03-24
Changjiang Asset Management (HK) Limited	Rep	提供资产管理	2018-06-08	2019-11-30
Changjiang Futures (HK) Limited	RO	期货合约交易	2018-04-03	2019-11-30
Changjiang Securities Brokerage (HK) Limited	RO	证券交易	2018-04-03	2019-11-30
Changjiang Futures (HK) Limited	Rep	期货合约交易	2018-02-21	2018-04-03
Changjiang Securities Brokerage (HK) Limited	Rep	证券交易	2018-02-21	2018-04-03
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2015-10-05	2018-01-31
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	证券交易	2015-10-05	2018-01-31
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-08-21	2015-10-05
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-08-21	2015-10-05
Quam Securities Limited	Rep	提供资产管理	2012-08-28	2015-08-08
	RO	期货合约交易	2011-07-22	2015-08-08
	RO	证券交易	2011-07-22	2015-08-08
	Rep	期货合约交易	2010-10-04	2011-07-22
	Rep	证券交易	2010-10-04	2011-07-22
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-07-02	2010-09-21
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2010-07-02	2010-09-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-08-15
	Rep	提供资产管理	2003-04-01	2003-12-09
	Rep	就期货合约提供意见	2003-04-01	2005-03-29
	Rep	期货合约交易	2003-04-01	2010-06-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2005-03-29
	Rep	就证券提供意见	2003-04-01	2005-03-29
	Rep	提供资产管理	2003-04-01	2005-03-29
	Rep	证券交易	2003-04-01	2010-06-19

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