| TANGSHANG FUTURES LIMITED | RO | 期货合约交易 | 2019-06-03 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED | RO | 就证券提供意见 | 2019-05-14 | 2020-08-31 |
| RO | 证券交易 | 2019-05-14 | 2020-08-31 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2017-07-17 | 2018-01-09 |
| RO | 证券交易 | 2017-07-17 | 2018-01-09 |
| Quam Securities Limited | Rep | 期货合约交易 | 2016-03-14 | 2017-07-07 |
| RO | 期货合约交易 | 2014-10-31 | 2016-03-14 |
| Rep | 期货合约交易 | 2007-08-22 | 2014-10-31 |
| RO | 期货合约交易 | 2006-04-06 | 2007-08-22 |
| Rep | 期货合约交易 | 2006-02-07 | 2006-04-06 |
| Rep | 证券交易 | 2006-02-07 | 2017-07-07 |
| UNI-ALPHA FUTURES LIMITED | RO | 就期货合约提供意见 | - | 2005-02-24 |
| RO | 提供资产管理 | - | 2005-02-24 |
| RO | 期货合约交易 | - | 2006-01-27 |
| UNI-ALPHA SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-24 |
| Rep | 就证券提供意见 | - | 2005-02-24 |
| Rep | 提供资产管理 | - | 2005-02-24 |
| Rep | 证券交易 | - | 2006-01-27 |