| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2014-11-17 | 2023-02-09 |
| Rep | 提供资产管理 | 2014-11-17 | 2023-02-09 | |
| Rep | 证券交易 | 2014-11-17 | 2023-02-09 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-11-17 | 2023-02-09 |
| Quam Securities Limited | Rep | 期货合约交易 | 2008-02-06 | 2014-10-01 |
| Rep | 提供资产管理 | 2007-09-24 | 2014-10-01 | |
| Rep | 就证券提供意见 | 2007-06-29 | 2014-10-01 | |
| Rep | 证券交易 | 2005-06-16 | 2014-10-01 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2003-06-05 | 2005-05-10 |