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Chan, Yiu Ting 陳耀庭 - 公开纪律行动 | 香港证监会持牌人士（编号 92959）

Chan, Yiu Ting 陳耀庭

证监会中央编号:ACJ836

关键资料证监会牌照公开纪律行动

公开纪律行动

SFC bans Mr Chan Yiu Ting, ex-China Tonghai Securities, for 18 months

SFC, 12-Aug-2020

For discretionary dealing for 7 years without the client's written authorization. It apparently took the broker that long to notice.

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人物