| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-12-27 |
| Rep | 证券交易 | 2017-05-22 | 2017-10-02 | |
| Quam Securities Limited | Rep | 证券交易 | 2011-07-25 | 2017-03-31 |
| FIRST WORLDSEC SECURITIES LIMITED | Rep | 证券交易 | 2008-02-18 | 2011-07-16 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2005-08-03 | 2008-02-01 |
| SUN GROWTH SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-05 |
| Rep | 就证券提供意见 | - | 2004-06-05 | |
| Rep | 提供资产管理 | - | 2004-06-05 | |
| Rep | 证券交易 | - | 2005-08-02 |