| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 就证券提供意见 | 2016-03-11 | 2017-07-31 |
| Rep | 提供资产管理 | 2016-03-11 | 2017-07-31 | |
| Rep | 证券交易 | 2016-03-11 | 2017-07-31 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2015-05-19 | 2016-03-10 |
| Rep | 证券交易 | 2015-05-19 | 2016-03-10 | |
| Quam Securities Limited | Rep | 就证券提供意见 | 2011-04-15 | 2015-01-13 |
| Rep | 期货合约交易 | 2011-04-15 | 2015-01-13 | |
| Rep | 证券交易 | 2011-04-15 | 2015-01-13 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2004-06-25 | 2004-11-10 |