| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Funde Securities Limited | RO | 就证券提供意见 | 2022-04-28 | 2022-12-01 |
| RO | 证券交易 | 2017-12-20 | 2022-12-01 | |
| Rep | 证券交易 | 2017-03-07 | 2017-12-20 | |
| Quam Securities Limited | Rep | 证券交易 | 2011-06-09 | 2016-12-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-01-08 | 2011-05-26 |