| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 证券交易 | 2011-06-09 | 2017-03-24 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2009-02-04 | 2011-06-04 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2005-08-25 | 2009-01-31 |
| GET NICE SECURITIES LIMITED | Rep | 证券交易 | 2005-06-01 | 2005-08-25 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2003-06-16 | 2003-12-02 |
| GREAT BAY SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-30 |
| Rep | 就证券提供意见 | - | 2003-05-30 | |
| Rep | 提供资产管理 | - | 2003-05-30 | |
| Rep | 证券交易 | - | 2005-05-31 |