| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就证券提供意见 | 2010-10-06 | 2023-12-29 |
| Rep | 提供资产管理 | 2010-10-06 | 2023-12-29 | |
| Rep | 期货合约交易 | 2010-10-06 | 2023-12-29 | |
| Rep | 证券交易 | 2010-10-06 | 2023-12-29 | |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-02 | 2010-09-20 |
| Rep | 提供资产管理 | 2007-04-20 | 2010-09-20 | |
| Rep | 就证券提供意见 | 2005-01-31 | 2010-09-20 |