Personnel Hong Kong SFC License Details (ID 92999)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CNI Securities Group Limited	Rep	证券交易	2022-12-20	2026-05-20
CHINA SKY SECURITIES LIMITED	Rep	证券交易	2019-07-12	2021-05-14
KGI ASIA LIMITED	Rep	证券交易	2018-05-28	2019-06-06
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-05-28	2019-06-06
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2016-12-06	2018-02-07
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2016-12-06	2018-02-07
Soochow Securities International Brokerage Limited	Rep	证券交易	2015-11-26	2016-12-03
Soochow Securities International Futures Limited	Rep	期货合约交易	2015-11-26	2016-12-03
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-04-23	2015-10-24
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2014-04-23	2015-10-24
Success Futures and Foreign Exchange Limited	Rep	期货合约交易	2013-01-14	2013-11-21
Success Securities Limited	Rep	证券交易	2013-01-14	2013-11-21
Quam Securities Limited	Rep	期货合约交易	2011-02-21	2013-01-01
	Rep	证券交易	2011-02-21	2013-01-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-11-03	2011-02-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-11-03	2011-02-12
VC BROKERAGE LIMITED	Rep	提供自动化交易服务	2003-07-17	2003-08-26
	Rep	证券交易	2003-07-17	2008-10-30
VC FUTURES LIMITED	Rep	期货合约交易	2003-07-17	2008-10-30
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	就期货合约提供意见	-	2003-07-16
	Rep	提供资产管理	-	2003-07-16
	Rep	提供自动化交易服务	-	2003-07-16
	Rep	期货合约交易	-	2003-07-16
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就机构融资提供意见	-	2003-07-16
	Rep	就证券提供意见	-	2003-07-16
	Rep	提供资产管理	-	2003-07-16
	Rep	提供自动化交易服务	-	2003-07-16
	Rep	证券交易	-	2003-07-16

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