| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BLOOMING SECURITIES LIMITED | RO | 证券交易 | 2019-08-29 | 2020-03-23 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-12-27 |
| Rep | 证券交易 | 2017-03-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-03-02 | 2018-12-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2015-04-08 | 2017-02-08 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-04-08 | 2017-02-08 |
| Quam Securities Limited | Rep | 期货合约交易 | 2012-05-29 | 2015-04-01 |
| Rep | 证券交易 | 2011-05-17 | 2015-04-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-04-29 | 2011-04-22 |