Lo, Katherina Ka Shun 盧嘉舜

证监会中央编号:AEE887

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

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机构	角色	受规管活动	开始日期	结束日期
Quam Securities Limited	Rep	期货合约交易	2010-10-21	2014-01-01
	Rep	证券交易	2010-10-21	2014-01-01
ABCI Securities Company Limited	Rep	证券交易	2010-06-10	2010-09-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2009-09-08	2010-06-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-09-08	2010-06-02
BOCI SECURITIES LIMITED	Rep	期货合约交易	2008-02-22	2009-07-07
	Rep	证券交易	2008-02-22	2009-07-07
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2007-09-14	2008-02-17
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2007-09-14	2008-02-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2006-09-04	2007-08-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2006-09-04	2007-08-31
GET NICE FUTURES COMPANY LIMITED	Rep	期货合约交易	2005-04-13	2006-08-22
GET NICE SECURITIES LIMITED	Rep	证券交易	2005-04-13	2006-08-22
GigaMoney Limited	Rep	就机构融资提供意见	-	2004-03-02
	Rep	就证券提供意见	-	2004-03-02
	Rep	提供资产管理	-	2004-03-02
	Rep	证券交易	-	2005-04-13
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	-	2004-03-02
	Rep	提供资产管理	-	2004-03-02
	Rep	期货合约交易	-	2005-04-13

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Quam Securities Limited	Rep	期货合约交易	2010-10-21	2014-01-01
	Rep	证券交易	2010-10-21	2014-01-01
ABCI Securities Company Limited	Rep	证券交易	2010-06-10	2010-09-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2009-09-08	2010-06-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-09-08	2010-06-02
BOCI SECURITIES LIMITED	Rep	期货合约交易	2008-02-22	2009-07-07
	Rep	证券交易	2008-02-22	2009-07-07
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2007-09-14	2008-02-17
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2007-09-14	2008-02-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2006-09-04	2007-08-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2006-09-04	2007-08-31
GET NICE FUTURES COMPANY LIMITED	Rep	期货合约交易	2005-04-13	2006-08-22
GET NICE SECURITIES LIMITED	Rep	证券交易	2005-04-13	2006-08-22
GigaMoney Limited	Rep	就机构融资提供意见	-	2004-03-02
	Rep	就证券提供意见	-	2004-03-02
	Rep	提供资产管理	-	2004-03-02
	Rep	证券交易	-	2005-04-13
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	-	2004-03-02
	Rep	提供资产管理	-	2004-03-02
	Rep	期货合约交易	-	2005-04-13