| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2015-04-08 | 2017-02-08 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-04-08 | 2017-02-08 |
| Quam Securities Limited | Rep | 提供资产管理 | 2013-08-28 | 2015-04-01 |
| Rep | 期货合约交易 | 2011-02-21 | 2015-04-01 | |
| Rep | 证券交易 | 2011-02-21 | 2015-04-01 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-02-19 | 2011-02-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-01-02 | 2011-02-12 |