Personnel Hong Kong SFC License Details (ID 93064)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Agg. Asset Management Limited	Rep	就证券提供意见	2020-10-12	2020-10-12
	Rep	提供资产管理	2020-10-12	2020-10-12
	Rep	证券交易	2020-10-12	2020-10-12
	RO	就证券提供意见	2017-05-04	2020-10-12
	RO	提供资产管理	2017-05-04	2020-10-12
	RO	证券交易	2017-05-04	2020-10-12
Atlantic Asset Management Limited	RO	就证券提供意见	2013-11-06	2016-08-16
	RO	提供资产管理	2013-11-06	2016-08-16
Glory Sun Securities Limited	Rep	期货合约交易	2013-07-17	2016-08-16
	Rep	证券交易	2013-07-17	2016-08-16
Quam Securities Limited	Rep	就证券提供意见	2007-11-19	2013-07-06
	Rep	提供资产管理	2007-11-19	2013-07-06
	Rep	期货合约交易	2007-11-19	2013-07-06
	Rep	证券交易	2007-11-19	2013-07-06
Ark Securities (Hong Kong) Limited	Rep	提供资产管理	2007-03-26	2007-11-07
	Rep	就证券提供意见	2006-03-15	2007-11-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2006-02-07	2007-11-07
Ark Securities (Hong Kong) Limited	Rep	证券交易	2004-11-10	2007-11-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-11-10	2007-11-07
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2004-07-21	2004-11-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2004-07-21	2004-11-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期货合约提供意见	2003-10-07	2004-07-06
	Rep	期货合约交易	2003-06-05	2004-07-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2003-06-05	2004-07-06

人员