Sy, Gregory Wang Ngai 施宏毅
证监会中央编号:AQE871
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Black Marble Securities Limited | Rep | 证券交易 | 2016-08-02 | 2017-12-21 |
| Quam Securities Limited | Rep | 期货合约交易 | 2014-11-24 | 2016-04-30 |
| Rep | 证券交易 | 2010-02-10 | 2016-04-30 | |
| Rep | 就证券提供意见 | 2010-01-13 | 2016-04-30 | |
| Rep | 提供资产管理 | 2010-01-13 | 2016-04-30 | |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-02-09 | 2009-11-23 |
| Rep | 提供资产管理 | 2009-02-09 | 2009-11-23 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供资产管理 | 2008-04-22 | 2008-11-28 |
| Rep | 就证券提供意见 | 2007-12-27 | 2008-11-28 |