Personnel Hong Kong SFC License Details (ID 93079)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Quam Securities Limited	Rep	期货合约交易	2011-07-07	-
	Rep	证券交易	2011-07-07	-
KGI ASIA LIMITED	Rep	证券交易	2011-01-12	2011-06-29
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-01-12	2011-06-29
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2009-12-22	2011-01-06
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2009-12-22	2011-01-06
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-01-30	2009-12-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-01-30	2009-12-11
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	期货合约交易	2003-04-01	2008-01-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	期货合约交易	2003-04-01	2008-01-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-09-02
	Rep	就机构融资提供意见	2003-04-01	2004-09-10
	Rep	就证券提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	证券交易	2003-04-01	2008-01-24
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-09-10
	Rep	就证券提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	证券交易	2003-04-01	2008-01-24

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