| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2018-11-20 | - |
| RO | 证券交易 | 2018-11-20 | - | |
| Rep | 就证券提供意见 | 2016-10-06 | 2018-11-20 | |
| Rep | 证券交易 | 2013-10-07 | 2018-11-20 | |
| Rep | 期货合约交易 | 2013-10-07 | 2024-07-05 | |
| Quam Securities Limited | Rep | 期货合约交易 | 2010-06-08 | 2012-06-30 |
| Rep | 证券交易 | 2010-06-08 | 2012-06-30 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2009-02-18 | 2009-06-13 |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2007-03-08 | 2009-01-22 |
| Rep | 提供自动化交易服务 | 2007-03-08 | 2009-01-22 | |
| Rep | 证券交易 | 2007-03-08 | 2009-01-22 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2003-08-12 | 2004-09-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2003-08-12 | 2004-09-03 |
已采集记录中暂无金管局登记。