| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2007-04-30 | 2016-04-07 |
| Rep | 证券交易 | 2007-04-30 | 2016-04-07 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-10-28 | 2007-04-20 |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2003-10-28 | 2007-04-20 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-21 |
| Rep | 提供资产管理 | - | 2003-10-21 | |
| Rep | 期货合约交易 | - | 2003-10-21 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-21 |
| Rep | 就证券提供意见 | - | 2003-10-21 | |
| Rep | 提供资产管理 | - | 2003-10-21 | |
| Rep | 证券交易 | - | 2003-10-21 |