| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-04-17 | 2018-06-12 |
| Quam Securities Limited | Rep | 证券交易 | 2007-07-03 | 2018-02-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-11 |
| Rep | 就机构融资提供意见 | - | 2004-07-21 | |
| Rep | 就证券提供意见 | - | 2004-07-21 | |
| Rep | 提供资产管理 | - | 2004-07-21 | |
| Rep | 证券交易 | - | 2007-06-28 |