Personnel Hong Kong SFC License Details (ID 93090)

Personnel Hong Kong SFC License Details (ID 93090)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2020-10-14	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2020-10-14	-
YUE XIU FUTURES COMPANY LIMITED	Rep	期货合约交易	2019-03-04	2020-09-17
YUE XIU SECURITIES COMPANY LIMITED	Rep	证券交易	2019-03-04	2020-09-17
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2016-05-24	2018-12-09
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2016-05-24	2018-12-09
Quam Securities Limited	Rep	期货合约交易	2011-04-27	2016-04-22
	Rep	证券交易	2011-04-27	2016-04-22
CORPORATE BROKERS LIMITED	Rep	证券交易	2007-07-23	2011-04-19
CORPORATE COMMODITIES LIMITED	Rep	期货合约交易	2007-07-23	2011-04-19
Well Link International Securities Limited	Rep	就期货合约提供意见	2003-04-01	2005-02-28
	Rep	提供资产管理	2003-04-01	2005-02-28
	Rep	提供自动化交易服务	2003-04-01	2007-06-04
	Rep	期货合约交易	2003-04-01	2007-07-06
WINWIN SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2005-02-28
	Rep	就证券提供意见	2003-04-01	2005-02-28
	Rep	提供资产管理	2003-04-01	2005-02-28
	Rep	提供自动化交易服务	2003-04-01	2007-06-04
	Rep	证券交易	2003-04-01	2007-07-06