Wah, Johnny Wang Ming 華宏銘

证监会中央编号:ABB624

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2025-07-16	2026-02-04
WING FUNG SECURITIES LIMITED	Rep	证券交易	2025-07-16	2026-02-04
WING FUNG FUTURES LIMITED	RO	期货合约交易	2022-04-14	2025-07-16
WING FUNG SECURITIES LIMITED	RO	证券交易	2022-04-14	2025-07-16
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2021-10-27	2022-04-14
WING FUNG SECURITIES LIMITED	Rep	证券交易	2021-10-27	2022-04-14
Forwin Securities Group Limited	RO	证券交易	2016-09-14	2019-06-10
Forwin Futures Group Limited	RO	期货合约交易	2016-06-22	2019-06-10
Forwin Securities Group Limited	Rep	证券交易	2016-03-18	2016-09-14
BOCI SECURITIES LIMITED	Rep	期货合约交易	2014-08-26	2014-10-16
	Rep	证券交易	2014-08-26	2014-10-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-07-17	2014-08-08
Quam Securities Limited	Rep	期货合约交易	2011-07-14	2013-06-29
	Rep	证券交易	2011-07-14	2013-06-29
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	-	2011-03-24
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2011-03-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2011-03-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	-	2003-09-02
	Rep	就机构融资提供意见	-	2004-09-10
	Rep	就证券提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	证券交易	-	2011-03-24

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2025-07-16	2026-02-04
WING FUNG SECURITIES LIMITED	Rep	证券交易	2025-07-16	2026-02-04
WING FUNG FUTURES LIMITED	RO	期货合约交易	2022-04-14	2025-07-16
WING FUNG SECURITIES LIMITED	RO	证券交易	2022-04-14	2025-07-16
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2021-10-27	2022-04-14
WING FUNG SECURITIES LIMITED	Rep	证券交易	2021-10-27	2022-04-14
Forwin Securities Group Limited	RO	证券交易	2016-09-14	2019-06-10
Forwin Futures Group Limited	RO	期货合约交易	2016-06-22	2019-06-10
Forwin Securities Group Limited	Rep	证券交易	2016-03-18	2016-09-14
BOCI SECURITIES LIMITED	Rep	期货合约交易	2014-08-26	2014-10-16
	Rep	证券交易	2014-08-26	2014-10-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-07-17	2014-08-08
Quam Securities Limited	Rep	期货合约交易	2011-07-14	2013-06-29
	Rep	证券交易	2011-07-14	2013-06-29
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	-	2011-03-24
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2011-03-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2011-03-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	-	2003-09-02
	Rep	就机构融资提供意见	-	2004-09-10
	Rep	就证券提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	证券交易	-	2011-03-24