| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供资产管理 | 2015-07-27 | - |
| Rep | 期货合约交易 | 2011-09-07 | - | |
| Rep | 证券交易 | 2011-09-07 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2009-04-01 | 2011-09-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-04-01 | 2011-09-02 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2007-03-05 | 2009-03-26 |
| Rep | 证券交易 | 2007-03-05 | 2009-03-26 |