| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2019-01-18 | 2020-01-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2014-06-19 | 2019-01-07 |
| QUEST STOCKBROKERS (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-25 |
| Rep | 就证券提供意见 | - | 2004-11-25 | |
| Rep | 提供资产管理 | - | 2004-11-25 | |
| Rep | 证券交易 | - | 2014-06-13 |