| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2011-09-01 | 2015-01-30 |
| Rep | 证券交易 | 2011-09-01 | 2015-01-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2010-03-16 | 2011-06-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-05-30 | 2009-02-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-05-30 | 2009-02-27 |