Chan, Nicholas Pak Ming 陳百銘
证监会中央编号:ACL084
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就证券提供意见 | 2006-07-10 | 2025-01-13 |
| Rep | 就期货合约提供意见 | 2006-07-01 | 2025-01-13 | |
| Rep | 期货合约交易 | 2006-07-01 | 2025-01-13 | |
| Rep | 证券交易 | 2006-07-01 | 2025-01-13 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2005-09-30 | 2006-06-22 |
| Rep | 期货合约交易 | 2005-09-30 | 2006-06-22 | |
| Rep | 证券交易 | 2004-04-02 | 2006-06-22 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-04-02 | 2005-10-04 |
| Nerico Brothers Limited (HK) | Rep | 就期货合约提供意见 | - | 2004-03-08 |
| Rep | 提供资产管理 | - | 2004-03-08 | |
| Rep | 期货合约交易 | - | 2004-03-08 |