| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-09-16 | - |
| Rep | 证券交易 | 2021-09-16 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-09-16 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2004-11-22 | 2021-09-01 |
| Rep | 期货合约交易 | 2004-11-22 | 2021-09-01 | |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | 提供资产管理 | 2003-04-01 | 2003-06-18 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2005-09-30 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-09-30 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-17 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-17 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2021-09-01 | |
| Rep | 证券交易 | 2003-04-01 | 2021-09-01 |
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