| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-03-02 | - |
| Rep | 证券交易 | 2023-03-02 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-03-02 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2006-07-28 | 2022-08-10 |
| Rep | 就证券提供意见 | 2006-07-28 | 2022-08-10 | |
| Rep | 期货合约交易 | 2006-07-17 | 2022-08-10 | |
| Rep | 证券交易 | 2006-07-17 | 2022-08-10 | |
| FT Securities Limited | Rep | 期货合约交易 | 2005-11-01 | 2006-06-17 |
| Rep | 证券交易 | 2005-11-01 | 2006-06-17 |
已采集记录中暂无金管局登记。