| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2010-11-01 | 2012-11-11 |
| Rep | 就证券提供意见 | 2010-11-01 | 2012-11-11 | |
| Rep | 期货合约交易 | 2010-11-01 | 2012-11-11 | |
| Rep | 证券交易 | 2010-11-01 | 2012-11-11 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2008-08-12 | 2010-10-31 |
| Rep | 期货合约交易 | 2008-08-12 | 2010-10-31 | |
| Rep | 证券交易 | 2008-08-12 | 2010-10-31 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-06-14 | 2008-07-14 |