| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2011-01-11 | 2013-06-17 |
| Rep | 期货合约交易 | 2011-01-11 | 2013-06-17 | |
| Rep | 就证券提供意见 | 2010-12-16 | 2013-06-17 | |
| Rep | 证券交易 | 2010-12-16 | 2013-06-17 | |
| Funderstone Securities Limited | Rep | 证券交易 | 2010-02-01 | 2010-11-29 |