| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2010-11-01 | 2020-01-01 |
| Rep | 就证券提供意见 | 2010-11-01 | 2020-01-01 | |
| Rep | 期货合约交易 | 2010-11-01 | 2020-01-01 | |
| Rep | 证券交易 | 2010-11-01 | 2020-01-01 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2005-09-30 | 2010-10-31 |
| Rep | 期货合约交易 | 2005-09-30 | 2010-10-31 | |
| Rep | 就机构融资提供意见 | - | 2004-05-17 | |
| Rep | 就证券提供意见 | - | 2004-05-17 | |
| Rep | 提供资产管理 | - | 2004-05-17 | |
| Rep | 证券交易 | - | 2010-10-31 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-17 |
| Rep | 提供资产管理 | - | 2004-05-17 | |
| Rep | 期货合约交易 | - | 2005-10-04 |