| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-06-13 | 2015-03-03 |
| Rep | 证券交易 | 2013-06-13 | 2015-03-03 | |
| RO | 就机构融资提供意见 | 2012-08-27 | 2013-06-13 | |
| RO | 证券交易 | 2012-08-27 | 2013-06-13 | |
| Rep | 就机构融资提供意见 | 2012-07-03 | 2012-08-27 | |
| Rep | 证券交易 | 2012-07-03 | 2012-08-27 | |
| RBS Asia Corporate Finance Limited | RO | 就机构融资提供意见 | 2011-07-05 | 2012-06-30 |
| RO | 证券交易 | 2011-07-05 | 2012-06-30 | |
| Rep | 就机构融资提供意见 | 2008-04-14 | 2011-07-05 | |
| Rep | 证券交易 | 2008-04-14 | 2011-07-05 |