Lam, Roger Lap Yen 林立仁
证监会中央编号:ACQ984
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | Rep | 证券交易 | 2018-03-20 | 2018-11-29 |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2012-07-03 | 2017-10-20 |
| Rep | 证券交易 | 2012-07-03 | 2017-10-20 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2009-10-09 | 2012-06-30 |
| Rep | 证券交易 | 2009-10-09 | 2012-06-30 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2005-04-14 | 2007-12-05 |
| Rep | 就证券提供意见 | 2005-04-14 | 2007-12-05 | |
| Rep | 提供自动化交易服务 | - | 2003-08-22 | |
| Rep | 证券交易 | - | 2007-12-05 |