| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就证券提供意见 | 2025-07-15 | - |
| Rep | 证券交易 | 2025-07-15 | - | |
| PRINCIPAL TRUST COMPANY (ASIA) LIMITED | RO | personnel.sfcLicenses.activities.13 | 2024-10-02 | - |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2011-08-22 | 2012-06-16 |
| Rep | 证券交易 | 2011-08-22 | 2012-06-16 |