| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-10-12 | 2018-03-28 |
| Rep | 就证券提供意见 | 2015-10-12 | 2018-03-28 | |
| Rep | 证券交易 | 2015-10-12 | 2018-03-28 | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2013-02-15 | 2015-07-31 |
| Rep | 就机构融资提供意见 | 2012-12-10 | 2015-07-31 | |
| RBC Capital Markets (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-07-10 | 2012-11-01 |
| Rep | 证券交易 | 2012-07-10 | 2012-11-01 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-11-19 | 2012-06-01 |
| Rep | 证券交易 | 2010-11-19 | 2012-06-01 |