| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Epiphron Advisers Limited | RO | 就机构融资提供意见 | 2018-06-05 | 2022-03-31 |
| RO | 就证券提供意见 | 2018-06-05 | 2022-03-31 | |
| Jefferies Hong Kong Limited | RO | 证券交易 | 2014-03-20 | 2014-08-25 |
| RO | 就机构融资提供意见 | 2014-03-20 | 2015-12-17 | |
| RO | 就证券提供意见 | 2014-03-20 | 2015-12-17 | |
| Rep | 就机构融资提供意见 | 2012-10-29 | 2014-03-20 | |
| Rep | 就证券提供意见 | 2012-10-29 | 2014-03-20 | |
| Rep | 证券交易 | 2012-10-29 | 2014-03-20 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2011-05-17 | 2012-10-22 |
| Rep | 证券交易 | 2011-05-17 | 2012-10-22 |