| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | RO | 就机构融资提供意见 | 2012-10-22 | 2013-12-31 |
| RO | 证券交易 | 2012-10-22 | 2013-12-31 | |
| Rep | 就机构融资提供意见 | 2012-07-03 | 2012-10-22 | |
| Rep | 证券交易 | 2012-07-03 | 2012-10-22 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2011-03-29 | 2012-06-30 |
| Rep | 证券交易 | 2011-03-29 | 2012-06-30 |