| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2026-09-16 | - |
| Rep | 证券交易 | 2026-09-16 | - | |
| RED SUN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2021-08-10 | 2022-10-07 |
| Rep | 证券交易 | 2021-08-10 | 2022-10-07 | |
| Templewater Hong Kong Limited | RO | 就机构融资提供意见 | 2017-04-26 | 2018-06-30 |
| RO | 证券交易 | 2017-04-26 | 2018-06-30 | |
| Rep | 就机构融资提供意见 | 2017-03-03 | 2017-04-26 | |
| Rep | 证券交易 | 2017-03-03 | 2017-04-26 | |
| Canaccord Genuity (Hong Kong) Limited | RO | 就机构融资提供意见 | 2014-06-25 | 2016-09-05 |
| RO | 就证券提供意见 | 2014-06-25 | 2016-09-05 | |
| RO | 证券交易 | 2014-06-25 | 2016-09-05 | |
| Rep | 就证券提供意见 | 2013-05-16 | 2014-06-25 | |
| Rep | 证券交易 | 2013-05-16 | 2014-06-25 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2012-07-03 | 2013-02-07 |
| Rep | 证券交易 | 2012-07-03 | 2013-02-07 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-08-06 | 2012-06-30 |
| Rep | 证券交易 | 2010-08-06 | 2012-06-30 |
已采集记录中暂无金管局登记。