| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-11-29 | 2015-12-17 |
| Rep | 就证券提供意见 | 2013-11-29 | 2015-12-17 | |
| Rep | 证券交易 | 2013-11-29 | 2015-12-17 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2012-07-03 | 2013-09-27 |
| Rep | 证券交易 | 2012-07-03 | 2013-09-27 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2011-07-05 | 2012-06-30 |
| Rep | 证券交易 | 2011-07-05 | 2012-06-30 | |
| Rep | 就机构融资提供意见 | 2008-04-14 | 2008-08-01 | |
| Rep | 证券交易 | 2008-04-14 | 2008-08-01 |