Personnel Hong Kong SFC License Details (ID 93346)

Personnel Hong Kong SFC License Details (ID 93346)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Arrowpoint Investment Partners (Hong Kong) Limited	RO	提供资产管理	2025-04-10	-
	Rep	提供资产管理	2024-06-27	2025-04-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2019-12-06	2019-12-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	证券交易	2017-08-17	2019-12-29
	Rep	证券交易	2017-05-26	2017-08-17
CGS International Securities Hong Kong Limited	RO	证券交易	2014-03-24	2017-02-22
	Rep	证券交易	2012-07-03	2014-03-24
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2010-03-08	2012-06-30
RBS Asia Futures Limited	Rep	期货合约交易	2010-03-08	2012-06-30
Credit Agricole Securities (Asia) Limited	RO	证券交易	2009-09-08	2010-03-08
RBS Asia Futures Limited	RO	期货合约交易	2009-09-08	2010-03-08
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2008-10-27	2009-09-08
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2006-07-28	2008-06-16
	Rep	就证券提供意见	2006-07-28	2008-06-16
	Rep	期货合约交易	2006-07-28	2008-06-16
	Rep	证券交易	2006-07-28	2008-06-16