Ho, Sin Yi 何善儀
证监会中央编号:ADA785
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Prior Asset Management Limited | Rep | 就证券提供意见 | 2021-06-17 | 2022-03-07 |
| Rep | 提供资产管理 | 2021-06-17 | 2022-03-07 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供资产管理 | 2016-03-07 | 2018-09-06 |
| Rep | 就证券提供意见 | 2015-09-07 | 2018-09-06 | |
| Rep | 证券交易 | 2015-09-07 | 2018-09-06 | |
| RBS Asia Futures Limited | Rep | 期货合约交易 | 2004-12-07 | 2012-06-30 |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | - | 2004-05-31 |
| Rep | 就证券提供意见 | - | 2004-05-31 | |
| Rep | 提供资产管理 | - | 2004-05-31 | |
| Rep | 证券交易 | - | 2012-06-30 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-31 |
| Rep | 就证券提供意见 | - | 2004-05-31 | |
| Rep | 提供资产管理 | - | 2004-05-31 | |
| Rep | 证券交易 | - | 2005-02-04 |